< < Back

AWARDING BODY

QUALIFICATION

EXEMPTION AGAINST

RESTRICTIONS

Securities & Investment Institute
(SII)

Certificate in Securities

IMC Unit 1: UK Regulations and Markets

Passed before 19 November 2007, and within five years of exemption request

Copy of certificate required

No qualifications passed more than 5 years before the exemption request may be considered against IMC Unit 1

Certificate in Securities and Financial Derivatives

Certificate in Securities - Retail

IMC Unit 1: UK Regulations and Markets

Passed from 19 November 2007

Copy of certificate required

Certificate in Securities and Financial Derivatives - Retail

ifs School of Finance
(IFS)

Certificate for Financial Advisors (CeFA)

IMC Unit 1: UK Regulations and Markets

Passed from 1 November 2004

Copy of certificate required

Chartered Insurance Institute
(CII)

Certificate in Financial Planning

IMC Unit 1: UK Regulations and Markets

Completed within 5 years of the exemption request

Copy of certificate required

Financial Planning Certificate + CF2 Investment and Risk

IMC Unit 1: UK Regulations and Markets

Completed within 5 years of the exemption request

Chartered Institute of Bankers in Scotland
(CIOBS)

Certificate in Investment Planning

IMC Unit 1: UK Regulations and Markets

Passed from 17 September 2004

Copy of certificate required

Chartered Financial Analyst Institute
(CFA)

Chartered Financial Analyst
(CFA) Level I

IMC Unit 2: Investment Practice

Not available in combination with Unit 1 exemption