| Date: |
Response title: |
Response to: |
Topic: |
| Oct-25 |
Consultation Paper CP25/25 – Application of the FCA Handbook for Regulated
Cryptoasset Activities (Discussion Chapters) |
FCA |
FCA Handbook for Regulated Cryptoasset Activities |
| Oct-25 |
CFA UK letter in response to HMT's SMCR reform consultation |
SMCR reform team at HM Treasury |
SMCR Reform |
| Oct-25 |
CFA UK letter in response to FCA's CP25-21 SMCR review consultation |
FCA |
SMCR Consultation |
| Sep-25 |
CFA UK response to the Dept of Business and Trade's consultation on UK SRS S1 and S2 |
Dept of Business and Trade's consultation |
SMCR Review |
| Aug-25 |
CFA UKs response to FCAs Targeted Support consultation CP2517 |
FCA |
Targeted Support consultation |
| Jun-25 |
CFA Society UK & CFA Institute response to FCA's Call for Input - Future regulation of alternative fund managers |
FCA |
Alternative investments regulation |
| May-25 |
CFA UK & CFA Institute letter in response to FCA’s CP25/9 - Further proposals on product information for Consumer Composite Investments (CCI’s) |
FCA |
Consumer Composite Investments |
| Mar-25 |
CFA UK & CFA Institute letter in response to FCA’s CP24/30 - a new product information framework for Consumer Composite Investments |
FCA |
Consumer Composite Investments |
| Feb-25 |
CFA UK's response to FRC's Stewardship Code Review consultation
|
FRC |
ESG |
| Feb-25 |
CFA UK and CFAI's letter in response to HMT's consultation on a UK Green Taxonomy
|
HM Treasury |
ESG |
| Jan-25 |
CFA UK and CFAI's letter in response to DWP's Pensions Review Phase 1
|
DWP |
Pensions |
| Dec-24 |
CFA UK & CFA Institute’s letter in response to HMT’s Financial Services Growth & Competitiveness Strategy - Call for Evidence |
HM Treasury |
Economy |
| Nov-24 |
CFA UK & CFA Institute’s letter in response to the IASB’s consultation on “Climate-related and Other Uncertainties in the Financial Statements-Proposed illustrative examples" |
IASB / IFRS Foundation |
Climate Disclosures |
| Oct-24 |
Consultation on the new Public Offers and Admissions to Trading Regulations regime (CP24/12)
|
FCA |
Investor Disclosures |
| Oct-24 |
Value for Money Framework for DC Default Pensions: CP24/16
|
FCA |
Pensions |
| Sept-24 |
CFA UK Scottish Committee open letter in the Financial Times: Labour’s finance sector ambitions should focus on Scotland |
Labour Government |
Scottish Investment Industry |
| June-24 |
CFAI & CFA UK Response - 14 June 2024 - FRC Consultation |
FRC |
Sustainability Reporting Assurance |
| June-24 |
Response - 4 June 2024 - CFAUK Letter in response to consultation CP24-7 |
FCA |
Investment Research |
| April-24 |
CFA UK's letter in response to TFMR's consultation on transition finance |
TFMR's |
ESG |
| March-24 |
CFA UK letter in response to the FCA's Consultation Paper: “Primary Markets Effectiveness Review- Feedback to CP23/31 and detailed proposals for listing rules reforms” |
FCA |
Asset Management |
| Dec-23 |
CFA UK’s Response to the Consultation on the draft guide from the Taskforce on Social Factors |
DWP |
ESG |
| Oct-23 |
CFA UK Response to the DRWG on the proposed Code of Conduct for ESG Ratings Providers |
ICMA / IRSG |
ESG |
| Oct-23 |
CFA UK Response to UKEB on the proposed endorsement of new Supply Finance disclosures |
UKEB |
Corporate Reporting |
Sept-23
|
CFA UK Response to the FRC on proposed changes to the UK Corporate Governance Code
|
FRC |
Corporate Governance
|
| Sept-23 |
CFAUK Response to the FCA on GC23/2: Financial Promotions on Social Media |
FCA |
Fintech |
| Sept-23 |
CFA UK’s Response to the DWP and HMT’s joint call for evidence on pension trustee skills, capability, and culture |
DWP/HMT |
Pensions |
| Aug-23 |
HM Treasury Call for Evidence into Sexism in the City |
HMT |
Culture |
| July-23 |
CFA UK’s Response to UKEB’s Invitation to Comment on their Draft Response Letter to the International Sustainability Standards Board (“ISSB”) on their agenda priorities
|
UK Endorsement Board |
Accounting standards |
| July-22 |
Response form - July 2022 - Code and Standards Consultation |
UK Endorsement Board |
Accounting standards |
| June-23 |
CFA UK response to HMT on the future regulatory regime for ESG Ratings |
HMT |
ESG |
| June-23 |
CFA UK response to the FCA on CP23/10: Primary Markets Effectiveness Review
|
FCA |
UK listing rules |
| June-23 |
CFA UK response to the PRA/FCA on DP1/23: Evaluation of SM&CR |
FCA/PRA |
Conduct Regulation |
| June-23 |
Response - June 2023 - DP1-23 |
FCA/PRA |
Conduct Regulation |
| June-23 |
Response form - June 2022 - Transition Plan Taskforce |
TPT |
Private sector |
| May-23 |
CFA UK response to the FCA on DP23/2: Updating & improving the UK regime for asset management |
FCA |
Asset Management |
| Mar-23 |
CFA UK response to HMT on PRIIPs and UK retail Disclosure |
HMT |
Fund Disclosures |
| Mar-23 |
CFA UK response to the DWP on Value for Money: A framework on metrics, standards and disclosures |
DWP |
Pensions/VFM |
| Mar-23 |
CFA UK response to TPR on The Defined Benefit Funding Code of Practice (Part II) |
TPR |
Pensions |
| Jan-23 |
CFA UK response to the FCA regarding CP22-20: Sustainable Disclosures Regulation and Investment Labels
|
FCA |
Sustainability/ ESG |
| Nov-22 |
CFA UK response to the DWP regarding Broadening the Investment Opportunities of DC pension Schemes
|
DWP |
Pensions |
| Oct-22 |
CFA UK response to the DWP on Draft Regulations (Funding & Investment Strategy) for DB Pension Schemes |
DWP |
Pensions |
| May-22 |
CFA UK response to the FCA regarding protecting investors in authorised funds following the Russian invasion of Ukraine |
FCA |
Market regulation |
| May-22 |
CFA UK response to the DWP regarding Facilitating investment in illiquid assets |
DWP |
Pensions |
| Feb-22 |
CFA UK response to the FCA regarding CP21-36: A new Consumer Duty |
FCA |
Ethics & conduct regulation |
| Feb-22 |
CFA UK response to HM Treasury regarding their reform proposals to the Future Regulatory Framework Review
|
HMT |
Financial Regulation |
| May-23 |
CFA UK response to the FCA's Discussion Paper 23/1 - Finance for positive sustainable change: governance, incentives and competence in regulated firms |
FCA |
Asset Management |
